『FCPA Compliance Report』のカバーアート

FCPA Compliance Report

FCPA Compliance Report

著者： Thomas Fox
無料で聴く

今ならプレミアムプランが3カ月 月額99円

2026年5月12日まで。4か月目以降は月額1,500円で自動更新します。

概要

 The FCPA Compliance Report is the longest running podcast in the in compliance and business ethics. Join its award-winning host, Tom Fox, the Voice of Compliance as he visits with top compliance practitioners, key figures from business, the government and law firms in the top podcast dedicated to all things compliance. 政治・政府 経済学
エピソード
  • From DOJ’s 7 Compliance Pillars to Sentencing Mitigation: Joseph De Gregorio’s Compliance Rebuild Framework-Part 1

    From DOJ’s 7 Compliance Pillars to Sentencing Mitigation: Joseph De Gregorio’s Compliance Rebuild Framework-Part 1
    2026/04/06
    In this episode, Tom Fox welcomes former Wall Street trader Joseph De Gregorio, who was federally convicted and now applies a “compliance rebuild” methodology to demonstrate genuine remediation under legal scrutiny. This is Part 1 of a two part podcast series. Using the Matthew Boyer illegal sports betting case, De Gregorio explains the federal pre-sentence interview and pre-sentence report (PSR) process, emphasizing that the probation officer’s credibility assessment and PSR narrative heavily influence sentencing and downstream treatment across the federal system. He describes submitting a 3,500-word personal narrative before the PSR interview, which was attached in full and cited by the judge as mitigation, contributing to a one-year-and-a-day sentence versus the government’s four-year request. De Gregorio maps DOJ’s seven corporate compliance program dimensions to individuals via a personal compliance manual, independent accountability structure, credentialed education, verifiable monitoring, documented transparency, voluntary discipline actions, and a post-sentencing continuous improvement plan centered on victims-first accountability. Key Highlights · Joseph’s Wall Street Past · The Boyer Betting Case · What is a PSR and why it drives sentencing · Preparing for the Interview · From Corporations to Individuals · Seven Pillars Framework Resources Joseph De Gregorio - Founder, JN Advisor™ Maximum Sentence Reduction - Minimum Time Served 📋 Initial Consultation: https://forms.gle/2fLczk7bbwM7KSaP6 Bloomberg Law Contributor: "How to Get a Judge to Reduce Your Client's White-Collar Sentence" - Bloomberg Law Bloomberg Tax Contributor: Tax Fraud Sentencing Has a Gap Defense Attorneys Are Missing Featured Expert: American Bar Association Featured Sentencing Mitigation Expert: Law360 Featured Expert on Us Weekly with 5x Emmy Award Winning Journalist Kristin Thorne for her "Uncovered" Series Click Link For Full Video https://www.usmagazine.com/crime-news/news/federal-sentencing-strategist-reveals-why-some-real-housewives-stars-commit-fraud/ Tom Fox Instagram Facebook YouTube Twitter LinkedIn Interested in the intersection of Sherlock Holmes and modern compliance? Check out my latest book The Game is Afoot in Compliance Learn more about your ad choices. Visit megaphone.fm/adchoices
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    20 分
  • Buying Blind: AI Procurement Risks Ethics with Jessica Tilipman

    Buying Blind: AI Procurement Risks Ethics with Jessica Tilipman
    2026/03/30
    In this episode, Tom Fox welcomes Jessica Tilipman, Associate Dean for Government Procurement Law Studies; Government Contracts Advisory Council Distinguished Professorial Lecturer in Government Contracts Law, Practice & Policy. We take a deep dive into federal procurement and compliance. We begin about Tilipman’s recent article “Buying Blind: Corruption Risk and the Erosion of Oversight in Federal AI Procurement.” Tillman explains how her initial focus on AI as a tool to reduce procurement risk shifted after finding instances of AI exploitation and U.S. regulatory changes, raising concerns that contracting practices (commercial terms, limited audit rights, reduced testing and documentation) worsen AI’s inherent opacity. She contrasts government contracting’s “superpower” rights with transparency and competition mandates tied to taxpayer funds and discusses procurement tradeoffs between speed and oversight. Tillman distinguishes fraud from waste and abuse, warning against conflating categories. She analyzes GSA’s proposed AI clause as overdue but overly broad and potentially unworkable, and stresses explainability, human oversight, and due process for consequential AI use. The conversation highlights procurement as a major corruption and compliance risk area and the need to invest in people and integrated teams. Key Highlights · Government vs Private Contracting · Procurement Blind Spots · AI Procurement Black Box · Fraud Waste and Abuse · GSA AI Clause Debate · Training Future Leaders Resources Erica Salmon Byrne on LinkedIn Jessica Tilipman at GW Law Jessica Tilipman website Buying Blind: Corruption Risk and the Erosion of Oversight in Federal AI Procurement Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
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    32 分
  • World’s Most Ethical Companies 2026: the 8.2% Ethics Premium

    World’s Most Ethical Companies 2026: the 8.2% Ethics Premium
    2026/03/23
    In this episode, Tom Fox welcomes back Erica Salmon Byrne to talk about Ethisphere’s 20th edition of the World’s Most Ethical Companies. Erica began by noting that there are 19 first-time honorees across 40 industries and 17 countries in the 2026 World’s Most Ethical Companies awards. They discuss the rigorous 250+ question Ethics Quotient and documentation review. They discuss the Ethics Premium using a five-year lookback (Jan 1, 2021–Dec 31, 2025), which showed 8.2% statistically significant outperformance versus a benchmark, based on index-firm analysis with capped company weighting. Beyond outperformance, the data showed a resiliency pattern during volatility: lower drawdowns, less time at the bottom, and faster recovery, which is correlated with practices that protect intangible assets. They highlight common honoree program elements, including transparency on investigations and discipline, more interactive “espresso shot” training, and manager toolkits and expectations to drive culture. They preview the 17th Global Ethics Summit in Atlanta and the WME gala. Key highlights: How the WME Process Works Record 8.2% Outperformance Resilience and Drawdowns Compliance Protects Value Trust Through Transparency Global Ethics Summit Preview Resources: Erica Salmon Byrne on LinkedIn Inside the Ethics Premium Solactive GBS Global Markets All Cap USD Index Ethisphere Tom Fox Instagram Facebook YouTube Twitter LinkedIn The Ethics Premium on the FCPA Compliance and Ethics blog. For more information on the use of AI in Compliance programs, my new book, Upping Your Game, is available. You can purchase a copy of the book on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
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    28 分
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